Wealth Management
Providing Clients Coordinated Private Wealth Solutions
Investment Strategy
Managing through the more challenging interest rate, credit and economic environments, Tannin Capital portfolios are well positioned in advance to benefit from the inevitable windows of heightened volatility.
Wealth Management
Tannin's Culture embraces the responsibility of serving our Private Clients as fiduciaries with the highest standard of care. Tannin creates custom solutions by integrating sophisticated wealth management capabilities & institutional due diligence and operating expertise for the direct benefit of Private Clients.
Cash & Lending Solutions
Tannin's multi-custodial platform opens more possibilities for customized cash management & lending solutions, leading to more potential tax-efficiency for clients.
Wealth Management
Planning for Your Future
Preserving My Wealth
You’ve worked hard to successfully grow your wealth and you want to preserve it – to feel secure about the future. Your advisor has the expertise and resources to help you transition to a more conservative investment approach, one that helps you meet your income and liquidity needs while thoughtfully pursuing growth. An effective wealth management strategy also considers the role insurance and estate planning can play in mitigating risk, and plans for any scenario that might cause you to worry. Together, you and your advisor will plan for all of life’s events – the expected and the unexpected.
Your Portfolio
Guided by the firm’s commitment to conservatism, Tannin advisors understand the importance of avoiding unnecessary risk with your investment portfolio. Your advisor has access to quality resources should it be appropriate to take a more risk-averse approach, one focused on providing income as well as growing wealth.
Insurance
Risk management extends beyond your investment strategy. Your advisor will help you consider other ways to plan for your financial future, including a wide array of insurance solutions that offer an additional layer of protection for you, your family or your business. From life insurance to long-term care, we help make sure you are prepared for life’s unknowns.
Estate Planning
After taking such great care to build your estate, you want it to be as focused and efficient as possible. Through the skillful use of wills, trusts and other legacy planning tools, your Tannin Capital advisor will help make sure your wealth is passed onto your heirs in precisely the manner you desire.
Testing for ‘What ifs’
As you transition from regular paychecks to relying on your accumulated wealth, any number of “what-if” scenarios have the potential to keep you up at night. There’s the specter of under-performing markets, higher-than-expected inflation, lower-than-expected interest rates, the outlook for Social Security, the increasing cost of healthcare – even the possibility you could outlive your resources. Your advisor has access to tools that take into account a number of potentially adverse factors to “stress test” for different scenarios, so you can have a plan to address them with confidence.
Account Protection
At Tannin Capital, we and our custodians take the security of your accounts and information seriously. We go above and beyond industry standards in combining state-of-the-art cyber security technology, rigorous internal practices and protocols, and reliable resources, account protection and security.
For example, Raymond James & Associates is a member of the Securities Investor Protection Corporation (SIPC), which protects securities customers of its members up to $500,000 (including $250,000 for claims for cash). An explanatory brochure is available upon request or at sipc.org or by calling (202) 371-8300. Raymond James has purchased excess-SIPC coverage through various syndicates of Lloyd's, a London-based firm. Excess SIPC is fully protected by the Lloyd's trust funds and Lloyd's Central Fund. The additional protection currently provided has an aggregate firm limit of $750 million, including a sub-limit of $1.9 million per customer for cash above basic SIPC for the wrongful abstraction of customer funds. Account protection applies when a SIPC-member firm fails financially and is unable to meet obligations to securities clients, but it does not protect against market fluctuations.
Growing My Wealth
No matter what you’re investing for, your advisor will be your partner, collaborating with you to develop a wealth management plan based on your goals, timeline and risk tolerance.
Building an investment portfolio can be a complex endeavor. Your advisor will help you select the right type of account, choose an appropriate asset allocation* and identify specific investments to satisfy your target mix. In addition to monitoring market conditions and the progress of your investments, your advisor will be there when life events call for adjustments – making sure you stay on track.
Articulating Your Goals
The first step in establishing a plan customized to meet your needs is clearly defining your goals. By helping you determine what “wealth” means to you, your advisor will make thoughtful recommendations that align with your goals. Working with a Tannin Capital advisor means you will have more than a portfolio – you will know where you’re going and have a plan to help you get there.
Building a Portfolio
Before a single stock is chosen, developing an investment policy to help you reach your goals takes many things into consideration, including what type of growth you’ll need, when you’ll need money, liquidity concerns, risk tolerance and the most appropriate type of account. With a strategy in place, your advisor can make personalized recommendations from a full range of investment products backed by award-winning research and due diligence – everything you need to put your strategy to work.
Navigating the Market Ups and Downs
Effective financial planning focuses on long-term goals while managing risk along the way. The collaborative relationship you establish with your advisor will deepen through the years, allowing you to navigate potentially emotional periods of volatility in the markets as well as changes in your life or investment timeline.
*Asset allocation does not guarantee a profit nor protect against a loss.
Planning for Retirement
Retirement today means something different than in previous generations. People are feeling younger and living longer. Some are choosing to remain in the workforce – either by continuing in their professions or enjoying encore careers. Many are planning for an active lifestyle, one that might include travel to once-in-a-lifetime destinations. As we live longer, we also must consider the increasing costs of healthcare and long-term care, as well as the need for our money to last for not just a few years, but potentially decades. Your Tannin Capital advisor has the expertise and resources to help you plan for all of the things you want to do.
Envisioning Retirement
There’s so much more to retirement these days than simply not working. The possibilities are boundless. Your Tannin Capital advisor will help you envision the specifics of the retirement lifestyle you want, and help you develop a plan that’s just as specific to turn those dreams into reality.
Retirement Income
Just because you no longer receive a paycheck doesn’t mean you won’t need steady income. The planning process continues into your retirement. Your advisor will work with you to develop an income stream designed to last a lifetime and help ensure a secure and comfortable retirement.
Social Security
In theory, Social Security seems simple. But this retirement benefit is in fact quite nuanced, with a number of variables to consider – including when to start collecting, how to maximize your benefit and what to do if you choose to go back to work. Your advisor can guide you through the decision-making process to help you to make choices that best suit your income needs.
Health & Long-term Care
As we live longer, we also increase the likelihood that, one day, each of us could face a health issue or need long-term care. The increasing costs of such care can test the limits of anyone’s wealth. Your advisor can help you consider ways to alleviate those costs, as well as the stress of providing quality care for loved ones.
Longevity Planning
Living longer means you will want to preserve your standard of living as you grow older. You will want to have comfortable housing and reliable modes of transportation to stay mobile. And you’ll want to have quality care when you need it. Your Tannin Capital advisor can help you identify sophisticated solutions for living not just a longer life, but a fulfilling one.
Providing for Family
Just as no two investors are exactly alike, no two families are alike. What many families do have in common, though, is the need to plan for unique circumstances. Whether your family dynamic calls on you to assist a child with a college education, care for an elderly parent or relative, or provide for a child with special needs, your Tannin Capital advisor can help you navigate the planning nuances and identify the appropriate solution – without sacrificing your own financial goals and future.
Estate Planning
A thoughtfully designed estate plan can help assure your wishes are carried out – exactly as you wish. Your advisor has the expertise and resources to help you choose the right estate-planning vehicles to see that your family and beneficiaries are cared for in the manner you think best.
Though it is best to start the college planning process when your child or grandchild is young, it is never too late. With many vehicles available – 529 savings plans, UGMA/UTMA accounts, Coverdell accounts and more – your advisor can help you consider the best way to save for the college education that will give the next generation the start it needs in life.
As your parents age, it can be difficult to anticipate the expense of health and long-term care. Your advisor can help you consider the rising costs of senior care, from basic aging to debilitating illness, and ways to provide for your loved ones without sacrificing your own goals.
As a parent, you want to make sure your child with special needs is taken care of – no matter what. Your advisor can help you develop a plan to provide the specialized care your child needs and deserves.
Managing My Estate
It’s never too early to consider your legacy. The surest way to provide for the financial and emotional well-being of your heirs and beneficiaries is through comprehensive planning. Your Tannin Capital advisor can help you navigate the process of speaking with family members, preparing the proper documents and choosing the right vehicles to effectively manage your affairs.
General Estate Planning
Estate planning provides you with greater control over the ways your wealth will provide for the loved ones, business associates or charitable organizations that mean the most to you. Your Tannin Capital advisor will help you consider the appropriate vehicles – wills, trusts, insurance and more – to manage tax implications and distribution methods. Estate planning ensures your wishes are carried out.*
As you make careful plans for how your wealth will pass to your heirs, it is important for everyone involved to clearly understand your wishes, as well as the process by which they will be carried out. Your advisor can help you make sure everyone knows where to turn.
With so much to keep track of, it’s important to write things down. From important legal documents – a will, healthcare directives, even a list of accounts – to heartfelt communiques to loved ones, your advisor can help you prepare and safeguard important documents to ease the stress on loved ones during a difficult time.
From minimizing estate taxes to providing detailed distribution instructions, a trust gives you a greater degree of control over your estate. Your advisor can navigate the many types of available trusts, helping you select the vehicle that best suits your goals, needs and wishes.*
Through the charitable organizations whose missions you hold dear, you have the capacity to touch many lives. Your advisor can help you incorporate charitable giving into your wealth management plan, taking into account tax implications that allow your goodwill to do the most good.
Growing My Business
Your work is more than just a job. You invested years in seeing your company through the business life cycle, taking responsibility for its mission and caring for its workforce. Whether you’re a corporate executive looking for guidance with retirement plans or managing stock options, or you’re a business owner looking to sell or take your company public, your Tannin Capital advisor has the capabilities and resources to help your business reach the next level.
Retirement Plans
For most businesses, the most valuable asset is its people. You want to take care of the people whose performance means so much to the success of your business. Your advisor can help navigate your retirement plan options – simplified employee pensions (SEPs), SIMPLE IRAs, profit-sharing, 401(k) plans – and help you make the best choice to provide for the financial futures of you and your employees.
Concentrated Equity
For many successful individuals, wealth management includes developing a strategy for concentrated holdings of stock in a single company. Solutions are often complex and time consuming, a challenge to even the most sophisticated investor. Your advisor can assist you in implementing customized strategies for preserving and diversifying your holdings.*
Selling a Business
After years of building and nurturing a successful business, you’ll want to give careful consideration to a transition strategy when the time comes to part with such a big part of your life and net worth. Your advisor can work with you and other professionals to help you understand your options and ensure that you and your company are prepared to take the next step.
Investment Banking Services
Running a business is complex business. Your advisor can help you with a wide range of complex investment banking issues, including mergers and acquisitions and public offerings, to help your business grow and thrive.
*Diversification does not guarantee a profit nor protect against a loss.
Services & Solutions
One portfolio, many choices
Building a diversified investment portfolio can be a complex process.
From stocks, bonds and mutual funds to alternative investments such as hedge funds, a broad spectrum of investment vehicles is available to your Tannin Capital advisor in helping you develop a long-term financial plan.
But building a portfolio is about more than just choices. It’s about making the right choices for you. Our advisors have the freedom to recommend only what they think makes the most sense for each client in building a diversified investment portfolio designed for your specific objectives. And those recommendations are powered by the expertise of our industry-leading research.
From a solid mix of traditional options to a more complex blend of managed or alternative investments, there are plenty of choices when it comes to building a custom portfolio. But there’s only one you.
*Diversification does not guarantee a profit nor protect against loss. Alternative investments involve specific risks that may be greater than those associated with traditional investments and may be offered only to clients who meet specific suitability requirements, including minimum net worth tests. You should consider the special risks with alternative investments including limited liquidity, tax considerations, incentive fee structures, potentially speculative investment strategies, and different regulatory and reporting requirements. You should only invest in these strategies if you do not require a liquid investment and can bear the risk of substantial losses. There can be no assurance that any investment will meet its performance objectives or that substantial losses will be avoided.
Alternative investments can offer broader diversification
Finding asset classes capable of providing the broadest range of diversification can be challenging. Alternative investments such as managed futures, hedge funds, private equity or private real estate go beyond a mix of traditional investments such as stocks and bonds in creating a balanced portfolio.
*Diversification does not guarantee a profit nor protect against loss. Alternative investments involve specific risks that may be greater than those associated with traditional investments and may be offered only to clients who meet specific suitability requirements, including minimum net worth tests. You should consider the special risks with alternative investments including limited liquidity, tax considerations, incentive fee structures, potentially speculative investment strategies, and different regulatory and reporting requirements. You should only invest in these strategies if you do not require a liquid investment and can bear the risk of substantial losses. There can be no assurance that any investment will meet its performance objectives or that substantial losses will be avoided.
Our experts do the legwork with managed accounts
Along with Tannin Capital's core proprietary investment management strategies and composites, Tannin's multi-custodial platform opens up more possibilities for our clients. Tannin Capital diligently analyzes the broad spectrum of available options to implement investment allocations. Beyond, the universe of traditional ETFs and funds, Tannin also has direct access to sector specific managers through the Asset Management Services (AMS) division of Raymond James which provides actively managed portfolio options for individual and institutional investors in a fee-based platform, with choices across a spectrum of strategies and risk profiles. Researchers conduct due diligence on mutual funds, exchange-traded funds and other investment vehicles as part of a four-step investment process. That process informs decisions with regard to manager selection, asset allocation and portfolio construction. For clients who prefer their advisors manage their portfolios, high-quality research is provided.
*Asset allocation does not guarantee a profit nor protect against loss. As part of the Services to our RIA, Tannin Capital, LLC, custodians such as Raymond James and others may allow Tannin access to their asset-based fee account programs where the custodian's SEC registered RIA acts as a sub-advisor, offering access for specific allocations that Tannin determines may be suitable considerations.
Funds allow investors to pool their resources
Mutual funds and exchange-traded funds allow investors to enter the market without the demands of deciding which individual securities to buy or sell. With multiple funds available in every asset class, our advisors can rely on high-quality research in selecting the right investment vehicles for each client.
Equity trading rooted in deep research
Equity trading – or the buying and selling of company stock – presents thousands of options for investing in companies large and small, domestic and international. Our Equity Research department is a cornerstone of the firm. With experts worldwide, we provide our advisors with in-depth knowledge on more than 1,300 individual stocks globally across nine critical industry sectors. In addition to common stock, Tannin Capital advisors have access to investment vehicles such as convertible securities and options that can potentially broaden the scope of a portfolio. We also can assist with the sale of restricted securities.
*Investing in small cap stocks generally involves greater risks. International investing involves additional risks such as currency fluctuations, differing financial accounting standards, and possible political and economic instability. These risks are greater in emerging markets. Options involve risk and are not suitable for all investors.
Bonds provide balance for all types of investors
Bonds can play a critical role in a well-diversified portfolio, providing predictable income and, most importantly, principal protection. Though certain fixed-income investments carry greater risk than others, bonds generally minimize overall volatility in a portfolio as an offset to equities.
*Diversification does not guarantee a profit nor protect against loss. If bonds are sold prior to maturity, you may receive more or less than your initial investment. Holding bonds to term allows redemption at par value.
Options can serve as a versatile investment tool.
Another type of security, options are speculative in nature, giving investors the right or obligation to buy or sell a specified asset at a predetermined price on or before a set date. Options strategies, such as covered calls, protective puts and collars, can provide the flexibility to help meet different investor objectives. These objectives include income generation, risk reduction, targeted stock selling and stock acquisition.
*Options involve risk and are not suitable for all investors. When appropriate, options should comprise a modest portion of an investor’s portfolio. Prior to buying or selling an option, a person must receive from their financial advisor a copy of “Characteristics and Risks of Standardized Options,” also known as the options disclosure document (ODD). Supporting documentation will be supplied upon request. Please consult a tax advisor for the tax implications involved in the use of options.
Every decision backed by deep industry research
Our advisors have access to industry-leading research, enabling them to offer informed counsel in helping you select the right investment vehicles. Tannin Capital’s multi-custodial platform opens new possibilities to provide solutions to your specific needs. For example, in addition to Raymond James Equity Research, which consists of nearly 80 experts worldwide reporting on individual companies, Raymond James has research departments specific to mutual funds, exchange-traded funds and international markets. In Asset Management, a team of more than 20 institutional research professionals supports the active management of portfolios. Our distinctive, forward-looking approach to research examines not only past performance but future outlooks.
Retirement planning solutions for living, emphasis on living
Your goal, simply stated, is to build up enough assets to provide adequate income to meet your needs through retirement. Whether you’re still early in your career or just a few years away from retirement, Tannin Capital has the multi-custodial resources to plan for the retirement lifestyle you want.
We offer a comprehensive range of retirement planning services, for individuals as well as businesses seeking to provide savings vehicles for their hardworking employees. We offer savings options that permit both tax-deductible contributions and tax-deferred earnings, as well as a dedicated and knowledgeable staff to help with planning.
We work diligently to serve as a steward for your wealth, simplifying life’s complexities with a full spectrum of strategies your advisor can tailor to your needs.
*Withdrawals may be subject to income taxes, and prior to age 59 1/2 a 10% federal penalty tax may apply.
Goal Planning
A plan to turn your vision into reality
You have a detailed vision for what you want your life to be. To realize that vision, you’ll need a plan just as detailed. Your advisor will work closely with you to understand your personal goals – when you want to retire, where you want to live, what type of home you want, what activities interest you, what sights you want to see. Careful consideration will be given to the variables involved and how to make the most of your resources. We have the tools and resources to develop a plan that gives you the chance to achieve your goals.
Personal Retirement Planning
Planning services to help your money work smarter
The retirement landscape is changing, with future generations of retirees facing longer lifespans and greater dependence on personal savings to secure a comfortable future. You’ll need income beyond your working years. But how much? And from what sources? At Tannin Capital, we can assist you in allocating your resources, with consideration given to tax implications that could make your money go farther. We can help manage your cash flow – now and well into tomorrow.
*Asset allocation does not guarantee a profit nor protect against loss.
Retirement Accounts for Businesses
Planning services to help businesses run smoother
Staying abreast of regulations and the latest investment trends takes time. A Tannin Capital advisor has access to resources that can extend the capabilities of your management team to administer a retirement plan that supports your institution and workforce. We offer comprehensive guidance by helping you conduct thorough provider searches, monitor plan performance and provide independent investment consulting.
Education Savings Accounts
Planning services to help students aim higher
When it comes to the high cost of higher education, there are a variety of investment vehicles and loan options that can alleviate the financial burden. At Tannin Capital, our advisors can help you analyze the tax benefits, ownership structure, risk and contribution limits involved – even what to do with your leftover funds if your aspiring academic earns a scholarship.
*Earnings in 529 plans are not subject to federal tax and in most cases state tax, as long as you use withdrawals for eligible college expenses, such as tuition and room and board. However, if you withdraw money from a 529 plan and do not use it on an eligible college expense, you generally will be subject to income tax and an additional 10% federal tax penalty on earnings.
An investor should consider, before investing, whether the investor’s or designated beneficiary’s home state offers any state tax or other benefits that are only available for investments in such state’s qualified tuition program.
Estate, Charitable Giving & Trust Services
Your legacy, thoughtfully planned and preserved
There is a tendency to think legacy planning can wait until later in life. But if you have a vision for the future – and how you want it to unfold – the surest way to protect that vision is through comprehensive planning.
A carefully crafted plan can account for your family, your beneficiaries, your business, your favorite charities, your wealth and, most importantly, your wishes. Effective legacy planning combines choosing the right vehicles – wills, trusts, insurance and more – with the prudent selection, balance and placement of investments.
Drawing from Tannin Capital’s extensive array of trust and financial planning expertise, your advisor can help ensure your wishes are implemented.
*Please note changes in tax laws or regulations may occur at any time and could substantially impact your situation. While we are familiar with the tax provisions of the issues presented herein, as Tannin Capital Financial Advisors we are not qualified to render advice on tax or legal matters. You should discuss any tax or legal matters with the appropriate professional.
Estate Planning
Your wishes, carried out as you intended
Building an estate is one thing. Protecting it so it can meet your needs and be passed onto your heirs is quite another. Your Raymond James advisor can help you efficiently transfer your wealth to your family or beneficiaries, in collaboration with your other legal and tax professionals. A well-executed estate plan provides peace of mind that your wishes will be carried out just as you intended.
Charitable Giving
Giving to the causes you care about
True wealth can arguably be measured by one’s compassion and generosity. Your Tannin Capital advisor can help you incorporate charitable giving into your overall financial plan, assuring you give to the organizations and charities you are most passionate about – all in a smart, tax-efficient manner.
*Please note changes in tax laws or regulations may occur at any time and could substantially impact your situation. While we are familiar with the tax provisions of the issues presented herein, as Tannin Capital Financial Advisors we are not qualified to render advice on tax or legal matters. You should discuss any tax or legal matters with the appropriate professional.
Trust Services
Taking control of your wealth, your legacy
We all know how important it is to have a will. A trust offers even greater control and privacy. With a designated third party acting on your behalf, a trust helps you to avoid probate, while allowing you to be even more specific about how and when assets transfer to your heirs. A trust can save time, court fees and potentially reduce estate taxes.
*Please note changes in tax laws or regulations may occur at any time and could substantially impact your situation. While we are familiar with the tax provisions of the issues presented herein, as Tannin Capital Financial Advisors we are not qualified to render advice on tax or legal matters. You should discuss any tax or legal matters with the appropriate professional.
Access to Experts in trusts, and your exact wishes
Sometimes it’s hard to know where to start. Your Tannin Capital advisor has access to several of the most trusted names in legacy planning where skilled professionals deal exclusively with trust issues, providing solutions tailored to individual needs.
Banking & Lending Services
Banking solutions for a complete financial plan
When you hear the term “financial planning,” you probably think of investment strategies designed to provide for retirement years.
But it’s important to have your assets, liabilities and cash working together today to fulfill all your financial needs.
Maybe you are planning on making a large purchase. Maybe the kitchen needs remodeling. What if a natural disaster threatens? For some things, you’ll want to have access to cash. For others, you’ll want to secure financing – a mortgage or line of credit.*
Your Tannin Capital advisor can help chart a course that allows you to live comfortably now, and also stay on track with your long-term objectives.
Lending Services
Financing today without borrowing from tomorrow
Whether you’re looking to purchase a vacation home, pay for an addition or acquire an investment property, there are many variables to consider in applying for a loan or line of credit.* With support from our multi-custodial banking platforms, your Tannin Capital advisor can help you determine the best way to borrow without disrupting your long-term financial strategy.
Cash solutions to manage your liquidity
Thoughtfully managing your day-to-day cash needs can be as important a part of your long-term financial plan as making the right investment choices. Your Tannin Capital advisor can help you complete your plan with a variety of cash management solutions, including online access to all of your accounts through multi-custodial access, credit cards, and a cash sweep programs to diversify your cash in the same manner as your investments.
Experts in banking and lending services
Tannin Capital’s multi-custodial platform provides your advisor with direct access to several banking and lending providers. Your advisor has access to a dedicated banking consultant in your area. A team of mortgage consultants and securities-based lending bankers can help you and your advisor identify the most appropriate lending solutions to meet a variety of needs.
*A securities-based line of credit may not be suitable for all clients. The proceeds from a Securities based Line of Credit cannot be used to purchase or carry margin securities. Borrowing on securities based lending products and using securities as collateral may involve a high degree of risk. Market conditions can magnify any potential for loss. If the market turns against the client, he or she may be required to deposit additional securities and/or cash in the account(s) or pay down the loan. The securities in the pledged account(s) may be sold to meet the collateral call, and the firm can sell the client’s securities without contacting them. The interest rates charged are determined by the market value of pledged assets and Capital Access.
Insurance Solutions
Providing financial security for future events
Insurance is not just for those unexpected emergencies. It is a crucial part of long-term financial planning, able to help ease the burden of the life events you can anticipate.
Long-term care insurance can ease the load for caregivers. Life insurance can provide for your dependents during a challenging time.
Your advisor has access to a wide array of quality insurance alternatives that can offer an important layer of security for you, your family or your business associates.
*All guarantees are made by the issuing insurance company.
Life Insurance
Easing the financial burden for your dependents
An essential part of financial planning, a life insurance policy can help replace income that would be lost upon your death. It also can help ensure your dependents are not burdened with significant debt at a difficult time, or provide a cash infusion to your business to meet ongoing expenses and obligations.
Long-term Care
Taking caregiving decisions into your own hands
Funding your long-term care allows you to make your own choices while you still can. People are living longer, but government programs provide only limited assistance when it comes to long-term care. So, it’s prudent to consider a specific funding plan for the likelihood of needing long-term care assistance.
Institutional Services
Innovative strategies for business leaders
No matter where your organization is in the business life cycle, our experts are ready to move it forward.
We offer innovative and sophisticated solutions for a wide spectrum of institutions, from private businesses to public corporations, from state governments to local municipalities. Your Tannin Capital advisor has access to industry experts across a broad platform of capabilities, including investment banking, capital markets and public finance.
We realize every organization has a unique mission, so we take the time to understand you and your goals.
Ultimately, the success of your business determines the success of ours.
Corporate & Executive Services
Business consulting with a personal approach
Tannin Capital’s multi-custodial platform has direct access to experienced professionals in several Corporate & Executive Services departments that have the resources and expertise to help your growing business design a strategy to achieve its goals. Our consulting approach is personal and distinct to your needs. Your Tannin Capital advisor has access to a team of experts who can navigate the best practices for corporate executives, such as utilizing 10b5-1 plans, executing block trades or establishing a share repurchase program.
Achieving Your Business Objectives
Expert guidance for every business need
Whether you’re the owner of a business or a decision-maker for a public-service agency, we offer a full array of services to help you meet your next goal. Your Tannin Capital advisor can offer you access to industry experts in investment banking, capital markets and public finance.
Private Wealth
- Comprehensive Wealth Management
- Core Investment Management
- Sophisticated Asset Management
- Family Office Services
- Trust Administration
- Financial Planning
- Cash Management & Lending Solutions
We Can Help
- Wealth Management
- Family Office Services
- Trust Administration
- Investment Management
New Horizons
- Life Planning
- Goal Planning & Monitoring
- Retirement Planning
- Risk Management
Reach New Heights
- What Do You Want To Do Next?
- Designing Transitions & Pathways
- Your New Journey Begins
- Legacy Impact
Core Principles
- Focus on how clients win
- Disciplined long-term perspective for the benefit of clients
- Align our interests with our clients
- Execute opportunistically and efficiently to achieve the vision
- Intense emphasis on complementary lines of business
- Leverage institutional & proprietary technologies for the benefit of clients
- Implement a client-focused business model, while managing risk, to Preserve Strengthen & Grow clients' capital
- Embrace the Vision & Culture of client centric collaboration with the highest ethical standards
- Drive compliance driven processes & systems to exceed regulatory requirements
- Serving people and communities through hard work, giving and helping hands
Essential Operational Characteristics
Tannin Capital provides fixed income and equity solutions through Separately Managed Accounts (SMAs) which provide the flexibility and customized structure to achieve client goals of capital preservation and maximization of tax-exempt & after-tax income with prudent growth over time. We implement our investment strategies within a disciplined investment process and with an emphasis on risk management. Our goal for each client is tax-efficiently managing portfolios through dynamic credit and interest rate market cycles while preserving capital and providing a consistent level of tax-efficient income with risk-adjusted out-performance relative to our peers and benchmarks.
Tannin seeks and embraces technological advances in the sciences, Big Data, Machine Learning and AI as essential elements of our platform. We invest meaningfully to Preserve, Strengthen and Grow® Tannin's Intellectual Capital and proprietary systems that are integral parts of our Edge.
So what really drives Tannin's value and is even more exciting to us?
Our appreciation of the opportunities across Tannin's platform to serve and build relationships with our clients as Humans...Tannin's Beveled Edge...the human artistry of combining each team member's unique sensory perception, empathy and experience with leading technologies in real time, working as a team, to bring actionable insights to light for the direct benefit of our clients.