STRATEGIES

Direct access to Tannin's institutional investment management composite strategies, Tannin's multi-custodial platform allocation strategies & sub-advised asset class specific separately managed accounts.

PRESERVE | STRENGTHEN | GROW®

Tannin Capital Fixed Income Investment Management Strategies

Tax-Exempt & Taxable
- Cash Management
- Enhanced Cash
- Short Duration
- Short-Intermediate Duration
- Intermediate Duration
- Long Duration
- ARB & Basis Strategies
- Asset / Liability Matching
- ESG - Environmental, Social & Governance

Sectors
- Government & Agency (UST, FHLB, FFCB, FNMA, FHLMC)
- MBS: Agency Mortgage Backed Securities (GNMA, FNMA, FHLMC)
- CMOs: Agency Collateralized Mortgage Obligation securities
- RMBS: Non-Agency Residential MBS
- Private Label Non-Agency CMOs
- CMBS: Commercial Mortgage Backed Securities
- ACMBS: Agency CMBS (FNMA, FHLMC, GNMA)
- ABS: Asset Backed Securities (Autos, Cards, Student Loans)
- SBA: Small Business Administration SBA Floater, Fixed, SBIC, SBAP, Whole Loan
- CLOs: Collateralized Loan Obligations (AAA-Equity)
- Municipal Bonds: Tax-Exempt & Taxable, BABS (Build America Bonds), High Quality & Cross-over High Yield
- Corporate Bonds: Fixed & Floating, High Quality & Cross-over High Yield

Tannin Capital Equity Investment Management Strategies

Equity
- Large Cap Value
- Large Cap Dividend
- Tactical Allocation Core
- Large Cap Core Growth
- Global Growth
- Equity Hedge
- Absolute Return
- ESG - Environmental, Social & Governance

Tannin Capital Alternative Investment Management Strategies

Alternative
- Absolute Return
- Total Return
- Equity Hedge
- Fixed Income Hedge
- ESG - Environmental, Social & Governance

Tax Efficiency & Community Impact™ Investment Management Strategies - bespoke ESG Applied

Tannin's High Quality & Alternative Strategies may be applied in client specific Separately Managed Accounts to achieve YOUR ESG, Community Impact & risk-adjusted total return objectives.

Environmental, Social and Governance factors are part of our daily routine. Our very name, Tannin, is analogous to how we approach and embrace environmental and social Impact Investing in our SMAs. Tannin Capital serves client objectives by Building Structure and Unique Value Over Time™.

Tannin's Multi-Custodial Platform Allocation Strategies

Tannin's Multi-Custodial Institutional Platform provides the access, execution capabilities and connectivity to support the unique needs of our Private Wealth Management, Family Office and Institutional clients.

Separately Managed Accounts By Asset Class
- U.S. Large, Mid or Small Cap Value
- U.S. Large, Mid or Small Cap Blend
- U.S. Large, Mid or Small Cap Growth
- U.S. Equity All Cap
- Global Equity Strategies
- Non-U.S. Developed Market Equity
- Public REITs
- Covered Call Strategies

Allocation Strategy (Balanced)
- Investment Grade Corporate
- Convertible Income
- Tactical Allocation Strategies
- Allocation Models (Taxable & Tax-Exempt)
- Conservative
- Conservative Balanced
- Balanced
- Balanced Moderate Growth
- Balanced Growth

Equity

Large Cap Value
Large Cap Dividend
Tactical Allocation
Mid Cap Value
Mid Cap Blend
Equity Hedge
Absolute Return
ESG

Fixed Income

Tax-Exempt & Taxable
Cash Management
Enhanced Cash
Short Duration
Short-Intermediate Duration
Intermediate Duration
Long Duration
Asset / Liability Matching
ESG

Alternative

Equity Hedge
Fixed Hedge
Absolute Return
ESG

Investment Philosophy

Preserve

Capital Preservation through a disciplined investment process and risk management

Strengthen

Efficiently manage portfolio optionality and employ tax optimization

Grow

Capitalize on risk-adjusted, total return opportunities in a tax-efficient framework

Investment Process

Tannin Capital utilizes a customized strategic portfolio management process implemented within a disciplined investment and risk management framework. We employ proven proprietary tax option valuation models for each client.

Tannin Capital builds optionality into client portfolios and, through dynamic management, exercises embedded options on existing securities only when the opportunity exists to further enhance future option value in the portfolio.

Tannin Capital employs an active and rigorous risk management process analyzing overall portfolio characteristics, sector allocations, relative value among sectors and individual securities.

Tax-Efficiency & Community Impact ™

Navigating Capital Markets For After-Tax Risk-Adjusted Performance... What's left...

After Taxes?